Compliance, Legal & Regulatory

We offer a detailed and comprehensive cross-governance search practice, providing coverage across Compliance, Legal, Audit, Risk, and broader Regulatory Affairs functions. Our clients include hedge-funds, market makers, global asset managers, investment banks, commodities firms, private markets platforms, and emerging fintechs. We believe a cross-industry perspective is essential to building robust and forward-looking governance frameworks, enabling clients to meet evolving regulatory expectations while supporting commercial growth. Our team is equipped to source senior leadership and specialist talent across the following areas:

• Compliance: Advisory, Monitoring, Surveillance, Trading Compliance, Systematic Compliance and Regulatory Compliance
• Legal: Corporate, Funds, Trading, Regulatory, and Commercial Counsel roles
• Risk Management: Operational, Enterprise and ESG Risk
• Audit: Internal Audit, Controls Assurance
• Governance & Regulatory Affairs: Policy, Regulatory Strategy and Government Affairs
• Control & Oversight Functions: Conduct Risk, Product Governance, and Operational Resilience